Brian joined Rivel Research Group in 1994 and became president in 2000. Over the past 15 years, he has guided the firm to become the largest global perception study provider.
He plays a crucial role in helping clients gain insight on corporate governance matters, C-Suite strategy and planning, activist threats and overall investor communications. In addition to implementing Rivel’s research strategy and focus, Brian is a frequent presenter to board members, management teams and communications professionals on how research can add value to an organization by building competitive advantage. He works closely with Rivel’s strategy team to insure that the aforementioned three groups understand how they are perceived among their key constituencies and what changes can be implemented to improve valuation.
Brian has authored several articles in business publications highlighting the power of conducting strategic research among global financial community audiences. Brian is a member of the regional board of advisors for Jumpstart, a national early childhood education program serving low income communities. He received a BS in Finance from Boston University.
Jim oversees and guides all the firm’s survey research activities including the Rivel Intelligence Council and custom studies in the investment community. These studies encompass landmark research programs among domestic and off-shore institutional investors, CEOs, hedge funds and IROs as well as retail registered representatives.
He works closely with Rivel’s executive team analyzing and presenting study results to management teams and corporate boards. Prior to joining Rivel, Jim worked for ten years at Yankelovich Partners, a leading marketing and social research firm. He was an integral part of the firm’s business-to-business and consumer marketing research efforts for both syndicated and proprietary research projects. Jim was responsible for managing all of Yankelovich’s multi-sponsored research and worked closely with Art Rivel, Founder of Rivel Research Group, in the formulation of the research programs now conducted by Rivel.
Jim is a graduate of Tufts University, magna cum laude, and received a Master of Arts from George Washington University in Washington, DC.
Gene has been with Rivel since 2000 and is a senior member of the strategy team. Gene heads up close to 50 strategic investor perception studies annually, including many of Rivel’s utility, energy and basic materials clients. His primary responsibilities include project development, strategic analysis, senior management presentations, and client consultations.
Prior to his arrival at Rivel, Gene had an extensive career as a retail stockbroker, first as an account executive and later as a managing principal of a regional brokerage firm. Gene graduated from the Hofstra University School of Business.
Steve has been with Rivel since 2001 and is a senior member of the strategy team. Steve works with the majority of Rivel’s healthcare, technology, and financial clients and manages close to 50 strategic investor perception studies annually.
Steve is a seasoned business executive with over 30 years of experience who understands many of the issues facing our corporate clients. Given his background, he spends much of his time analyzing how company-specific events can mandate the need for research. As an integral part of the strategy team, Steve is responsible for the analysis of clients’ data, providing context and direction for specific research projects.
He graduated from the University of Connecticut, where he obtained his BS majoring in chemistry and math. Prior to joining Rivel, Steve was President and CEO of New England Golf Supply.
Mike has been with Rivel since 1998, managing the day-to-day operational workflow schedule of our research department until January 2014, when he was named Chief Operating Officer. As COO, Mike is now responsible for managing several aspects of Rivel, including the firm’s finances, strategy and execution, business development, client retention, technology initiatives and human resources. He graduated from NYU’s Stern School of Business with a BS in Marketing and Management.
Barbara came to Rivel in 2000 after spending 14 years in retail operations and several years as an elementary school teacher. She is responsible for new business marketing and branding, and is the lead organizer for Rivel Intelligence Council conferences and all investor relations-related events.
Barbara also is the liaison with Rivel’s panel of buy-side professionals. She graduated with a BA & BS from Southern Connecticut State University.
Dave is responsible for the development and growth of Rivel’s Corporate Governance Intelligence Council on both a national and international level.
During his career, Dave has worked closely with hundreds of companies and their boards through a wide variety of corporate actions, proxy fights, annual and special meetings. Dave provides insightful, tailored corporate governance and advisory services to a broad range of companies and has organized and led dozens of high-profile engagements, aiding clients in all aspects of their shareholder analysis and engagement. He is a recognized industry expert in the areas of corporate governance, institutional activism and executive compensation. Dave has been in the forefront of analyzing investor perception and interpretation of proxy issues, and assisting clients with all aspects of their year-round shareholder engagement and communication process.
Dave is active in the SCSGP and NIRI organizations and presents regularly at local, regional, and national meetings. Dave also speaks at other industry events such as NYSE Corporate Board Member, NASPP, The Governance Exchange and The University of San Francisco.
Dave was most recently an Advisory Director & Director of Sales for Argyle. Previously he was Senior Vice President of AST Phoenix Advisors, spent seven years with Georgeson and was one of the founders of Laurel Hill Advisors.
Mario assists the Concierge of Rivel’s Intelligence Council, maintains the library of reports, and assembles the data used in answering a client’s specific query. He manages Pulse studies, develops questionnaires and works directly with clients to develop action steps. Mario is a graduate of the University of Connecticut with a BA in Economics.
Alyssa is Rivel Research Group’s field manager and primary liaison between the company’s pool of executive interviewers, the project directors and the strategy team. Alyssa coordinates all client projects in the interviewing phase and ensures the interviews conducted properly align with the client’s expectations. Before joining Rivel, Alyssa held a similar position at Millward Brown and spent time at The Kennedy Center and Fidelity Investments. She holds a BA in communication studies from Keene State College.
Kelly A. Dougherty joined Rivel in January 2017, and brings a unique perspective after nearly 14 years in sell-side equity research. Kelly was most recently Associate Director at Macquarie Capital (USA), responsible for coverage of the US Transports and Logistics sector. She also served as Senior Alternative Energy analyst at Macquarie and Calyon Securities, and worked on automotive and media equity research teams over the years.
As a senior analyst, Kelly focused on industry and company-specific issues as well as financial statement analysis to determine an appropriate corporate valuation and investment recommendation. Her role as an analyst demanded detailed financial understanding, coupled with astute communication skills to deliver clear, concise investment opinions, and Kelly brings those same strengths to her Rivel relationships.
Kelly is a Chartered Financial Analyst, has an MBA from Columbia Business School and graduated summa cum laude with a BS in Finance and Accounting from La Salle University.
As an interviewer, Andrea has conducted interviews with over 800 key members of the buy-side and sell-side as well as management teams, board directors, and independent government plan sponsors for a variety of standard and customized studies across all industries.
Before joining Rivel, Andrea served as Managing Director in the Corporate Client Group at The Nasdaq Stock Market. During her nine years at Nasdaq, Andrea managed client relationships with Nasdaq-listed companies, primarily in the biotechnology industry. Senior management, board members, and investor relations professionals at her client companies relied on her for custom analyses and insight to guide them in maximizing shareholder value, consistently earning her the highest ratings in client service quality and retention. She created and implemented marketing strategies to maximize client usage of Nasdaq programs and services, earning her the NASD Excellence in Service Award. Andrea created the Nasdaq Biotech Index and was integrally involved in the launch of IBB, the Exchange Traded Fund of this index. Working closely with key constituents in the biotechnology industry, Andrea served as an industry advisor to the Biotechnology Industry Organization. Andrea also served as Managing Director, Business Development at Montgomery College, primarily working with the Macklin Center for Entrepreneurship and the Biotechnology Department. She began her career at Shearson Lehman Brothers and MPI Investment Management.
She holds a BBA in finance with a secondary field in psychology and an MBA in international business with a dual concentration in finance and marketing from The George Washington University.
Nelson works with the marketing team in various roles, including logistical support in Intelligence Council conference preparation, updating Rivel’s internal contact database and corresponding with clients to ensure their needs are being met. Before joining Rivel, Nelson was an operations manager for Marriott International where he won Leader of the Quarter in 2013 and Associate of the Year in 2011. Nelson holds a Bachelors of Business Administration from Southern Connecticut State University.
Brian heads up Rivel’s technology department, including website management, internal databases and internet functionality. In addition, he is continually exploring ways to deliver our data to clients more effectively using new technologies. Brian graduated from the University of Connecticut earning a BA in English.
Klara is an operational project director for Rivel Research Group, working closely with the Executive Vice President, strategy team and client in the development of the research initiative, questionnaire and respondent group. She oversees each project throughout its entire life cycle, specifically managing the field interviews, coding the data and creating final presentations. Prior to joining Rivel, Klara was a marketing associate at dLife, the number-one community network and resource for people living with diabetes and their caregivers. She graduated from Bentley University with a BS in marketing and psychology.
Jenn is responsible for Rivel’s industry-focused research activities among investor relations professionals and the institutional investment community, specifically managing the operational process, strategy and content. Jenn previously was Project Director, acting as primary liaison between Rivel and clients and overseeing all aspects of projects from start to finish. Jenn graduated magna cum laude from Central Connecticut State University with a BS in Marketing.
Diana is responsible for contributions to strategy formation, direction and the ongoing execution of strategic business goals, including increasing engagement with the global financial community and enhancing client directives. Diana brings a unique investor relations and corporate communications perspective through her vast experience at notable companies, including Exelon’s Constellation Energy and Thomson Reuters. Diana has more than 42 quarters of IR leadership and 20+ years of financial communications experience, which has helped companies of all sizes with their financial communications in the energy, financial services and technology sectors. She graduated magna cum laude with a BS in business administration from Mount St. Mary’s University in Brentwood, California.
Robert is the Transcription Manager for Rivel Research Group. He works with the field team, operations team, and transcriptionists to ensure interview data is delivered efficiently and accurately. He is responsible for overseeing the transcriptionists, producing and editing transcripts of field interviews, and performing quality assurance reviews of the executive interviewers. Prior to joining Rivel, Robert worked for the Judicial Branch of the State of Connecticut as a court reporter. He obtained a B.A. from the University of Connecticut, double-majoring in History and English.
Tom is responsible for the growth and development of Rivel’s research offerings. He brings to Rivel a highly unique skillset given his financial services background.
Prior to joining Rivel, Tom was an Associate at Emigrant Bank where he was responsible for the development and management of private client accounts. This included daily trading operations, managing liquidity and strategically investing in both fixed income securities and co-investment opportunities. He was also responsible for the day-to-day investing of the Bank’s short-term municipal auction rate portfolio.
Tom holds a B.A. in Economics with a minor in Mathematics from Villanova University.
Tanya assists the Concierge of Rivel’s Intelligence Council, maintains the library of reports, and assembles the data used in answering a client’s specific query. Tanya graduated from Trinity College with a major in International Studies with a focus on Asian studies.
Alon is responsible for the development and growth of Rivel’s research offerings on both a national and international level. He brings to Rivel a diverse Wall Street skill set having had roles on the buy side, sell side and investor relations.
Alon has worked with firms such as Drexel Burnham Lambert, UNX, and Ram Capital Resources LLC. Alon’s background has furnished him with a unique 360 degree perspective of the markets and has shaped his consultative approach with Rivel’s clients. Alon received a BA of Philosophy from Hobart College.
Alex is an operational project director for Rivel Research Group, working closely with the Executive Vice President, strategy team and client in the development of the research initiative, questionnaire and respondent group. She oversees each project throughout its entire life cycle, specifically managing the field interviews, coding the data and creating final presentations. Prior to joining Rivel, she worked as a recruiter as well as a paralegal at corporate law firms. Alex holds an MSc in International Relations from Royal Holloway, University of London and a BA in Political Science from the University of Connecticut.
Claire is Rivel’s first representative outside the US. Based in London, she leads the development of Rivel’s business in the UK, Europe and Asia. As well as growing the business, Claire is a consultant on client projects where she is responsible for project development, strategic and presenting to senior management. She is also a regular speaker at investor relations events across Europe sharing insights on IR best practice.
Claire is also a board member of the UK’s IR Society and sits on the Society’s Best Practice Committee and Conference Committee. Claire has over 15 years’ sales and business development experience. Prior to arriving at Rivel, she was the International Sales Director at the leading investor relations publication and before this she spent 10 years in the legal market working with world’s leading law firms and in-house general counsel.
Alan works closely with the operations and field teams helping to assemble the final deliverables for clients. Alan works very closely with Field in ensuring that each interview conducted meets the client’s needs. He is integral in helping the team manage the sample universe, communicating client needs to the interviewers, and assisting on the overall project lifecycle. He graduated from the University of Connecticut, in 2008, with a degree in finance.
Sean manages Rivel’s Intelligence Council and is responsible for the development and growth of its membership. He acts as the primary source for answering all member questions about the research (Concierge Service) and assists in production of the IC conferences. Prior to rejoining Rivel, Sean was a wealth planning analyst at UBS, working alongside financial advisors to integrate financial planning into their everyday business practices and drive wealth management revenue through the planning process. Sean graduated from The College of William and Mary with a BA in Psychology.
Rachel is a Research Analyst, who works in tandem with the operations team to finalize questionnaires, as well as to code and analyze survey results for client projects. Prior to joining Rivel, she worked in the non-profit sector acting as a liaison to local schools and corporations to deliver financial education programs. She has a background in marketing and promotion on both the agency and client side. Rachel earned her BS in marketing from Boston College and her MBA in accounting from Sacred Heart University. She is currently working to complete Boston University’s data analytics graduate program.
Bernadette provides administrative support within our Sales and Marketing team. She assists with scheduling meetings, conference calls and preparing materials for client meetings. Bernadette joined Rivel in 2016 and has an extensive administrative background supporting executives in many industries including financial services, marketing communications, recruiting and manufacturing.
Olivia is responsible for the growth and development of Rivel’s research offerings with a specialty in our Intelligence Council. Prior to joining Rivel, Olivia was a Financial Aid Administrator at Albertus Magnus College. She graduated from Albertus Magnus College with her BS in Marketing Management and an MBA concentration in Leadership.
Joe teams with Rivel’s project directors to draft executive presentations and final reports as well as assisting in analyzing and coding survey data. He also designs questionnaires, transcribes interviews, and edits interview transcripts at different parts of a project’s timeline. Joe graduated summa cum laude from the University at Albany with degrees in Business Administration and European History.
John Parker is based in Rivel’s London office. He is an experienced advisor having spent the past 30 years first with technology companies in Silicon Valley, and then with major financial institutions including Lehman Brothers, Salomon Brothers, ING Group, WestLB AG, Uralsib Capital and STJ Advisors. He has worked with early stage venture-backed entrepreneurs, pre- and post-IPO companies, and well-established listed companies, helping to improve investor engagement and create the highest sustainable stock price. John has run sales organizations where he has built teams from the startup stage, restructured underperforming teams and improved performance to reinvigorate growth. He has managed broker-dealer operations for US and UK registered firms with budgeting, compliance, operations and P&L responsibility. He has deep knowledge of and connectivity with institutional investors in the US and Europe.
Additionally, John has worked with private and public companies, assisting in debt and equity capital raising. He has helped companies in 30 different countries raise over $27 billion in over 130 transactions. During his career, John has worked and/or conducted business in the US, throughout Western Europe, Latin America, Russia, Ukraine, India and Singapore.
John has an economics degree from the University of California, Irvine and an MBA in finance from the Anderson School at UCLA.
Jenn is the lead project director for Rivel Research Group, working closely with the Executive Vice President, strategy team and client in the development of the research initiative, questionnaire and respondent group. Jenn oversees each project throughout its entire life cycle, specifically managing the field interviews, coding the data, creating final presentations and drafting executive summaries. Jenn graduated magna cum laude from Southern Connecticut State University with a BS in Journalism.
Sam is a Marketing Analyst who is responsible for the growth and development of Rivel’s research offerings via generated leads. Prior to joining Rivel, Sam worked as a paralegal for a criminal defense attorney while co-developing a local retail brand. Sam graduated from the University of Miami with primary concentrations in Finance and History with a minor in Political Science.
Noreen supports the marketing and sales functions at Rivel Research Group. She works closely with the Vice Presidents, assisting with generating agreements, coordinating meetings and conference calls, prepping materials for client meetings, sales database administration and accounting. Noreen joined Rivel in 2015 after several years of administrative experience in the Fairfield County area in industries such as custom software and hardware development, technology transfer and commercialization and corporate relocation. Noreen is a graduate of Katharine Gibbs School with an Associate’s degree.
Deborah is a Project Director, acting as primary liaison between Rivel and clients and overseeing all aspects of operational projects from start to finish. She joined Rivel in 2015 after several years in higher-education as an adviser to college students with disabilities; a coordinator of sign-language interpreting services and a point person for Veterans with service-related disabilities returning to school. She received her BA in history, summa cum laude, from SUNY Buffalo; an MA degree in international relations from American University and is completing a master’s degree in disability studies at the CUNY School of Professional Studies.
As Managing Director of Corporate Governance at Rivel Research Group, Brendan provides Rivel’s clients detailed insight into the minds of institutional investors. He works with the board and management to gain a sophisticated understanding of complex local and global governance issues and how they relate to voting and investment decisions. Brendan has built years of expertise in all areas of corporate governance, including executive compensation, investor engagement, board structure, enterprise risk, business strategy, proxy voting issues and compliance.
In his previous role at GGA Inc, he specialized in the strategic review, valuation and design of compensation and corporate governance programs that support organizational strategy and objectives, as well as shareholders’ interests.
As Senior Adviser with Caliber Corporate he helped guide companies on creating powerful and effective corporate messaging.
He was formerly Editorial Director at NACD Directorship, where he oversaw editorial content for a broad range of publications and website activities. As Executive Editor at Corporate Secretary magazine he created the highly successful Corporate Governance Awards – now in its 8th year.
In addition he created and launched the Canadian Governance Excellence Awards in conjunction with CSCS and founded the highly-regarded Governance Exchange series.
His other professional experience includes being Senior analyst with BoardEx in London and senior capital markets analyst at MCM CorporateWatch, specializing in high-yield bonds and asset-backed securities.
Colin is a marketing manager who is responsible for the growth of Rivel’s research offerings. He brings to Rivel seven years of sales and business development experience. Prior to joining Rivel, Colin managed and grew territories for Fortune 500 companies. He graduated from the University of Connecticut, in 2008, with a degree in Communications.
Reid is responsible for the development and growth of Rivel’s research offerings. He came to Rivel in 2008 with a 25-year career in sales and business development.
Much of Reid’s career has been spent in the research industry starting with Gartner Group where he managed major relationships with a variety of top-ranked Wall Street investment banks then later with Guideline, where he led business development efforts across a variety of industry sectors.
Reid has spent a majority of his career developing customized solutions to address the unique needs of his clients. Reid graduated from Clemson University where he obtained a BS in Business Administration.
Chris drives various aspects of Rivel’s communications strategy with an emphasis on tailored communications to key audiences, ranging from custom research clients, the investor relations industry and the financial community. His primary responsibilities are analyzing vast data sets, drafting full-scale reports based on the data, and writing executive summaries for CEOs and boardrooms of public companies. Chris also develops specialized insight that is used by IR professionals and institutional investors to make decisions in their respective fields, and manages all aspects of graphic design for Rivel’s brand and reporting.
Chris has spent nearly 20 years in the investment and marketing research field as a writer and editor, 10 of which have been with Rivel where Chris previously held the Research Analyst and Project Director positions. Chris graduated from Dickinson College with a BA in Psychology.
Katarina is a research analyst and works with the operations team to code and analyze survey results. She also has a role in editing interviews and assembling deliverables for clients. Kat graduated from the University of Connecticut in 2014 with a BA in political science.